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FAIS

The Financial Advisory and Intermediary Services Act, or FAIS was implemented in 2004. The purpose of the FAIS Act is to regulate the activities of role-players in the financial services industry to protect consumers who invest in and buy financial products and services. This Pollen Series is an introduction to FAIS and will help you to better understand the content of the FAIS Act.



The Financial Advisory and Intermediary Services Act, or FAIS was implemented in 2004. The purpose of the FAIS Act is to regulate the activities of role-players in the financial services industry to protect consumers who invest in and buy financial products and services. This Pollen Series is an introduction to FAIS and will help you to better understand the content of the FAIS Act.

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